Institutional

One Firm, Multiple Roles
Investment Team

All Portfolios are Team Managed

Core Philosophy 3D Weight of the Evidence

Market regimes can change in ways that may challenge portfolios designed for a single environment.

Globalt is a global macro, multiasset platform designed to adapt to changing economic regimes, not simply participate in rising markets. Regime Aware Allocation Engine Architecture innovatETF Strategies ® is designed to dynamically allocate across diversified sources of risk premia as macro regimes change.

Risk Gaps Addressed by Global Macro

• Regime Transitions

• Inflation Regimes

• Rate Shifts

• Correlation Breakdowns

• Liquidity Shocks

• Systematic Stress

Weight of the Evidence Approach

At the core is our 3-Dimensional Weight of the Evidence framework, integrating quantitative signals, fundamental insights, and technical trends into a unified decision engine. This enables us to adapt positioning as regimes shift rather than remain anchored to static exposures.

The objective is not to predict markets. It is to construct portfolios designed to respond to varying market conditions. This includes an emphasis on:

• Managing downside risk

• Participating in market opportunities when appropriate

• Maintaining a disciplined approach across market cycles

Because in institutional investing, a key risk for portfolios is misalignment with changing market conditions.

Markets change. Regimes turn. Correlations break. Portfolio construction may benefit from flexibility as market conditions evolve.

Global Macro Heritage – endures because regimes never stop evolving

The heart of global macro is the management of capital through changing economic regimes.

• Growth cycles

• Liquidity conditions

• Currency dynamics

• Cross-asset correlations

• Inflation regimes

• Monetary & fiscal policy

• Geopolitical change

• Risk-premia shifts

Macro Lineage: 1960s to Today

A 60-Year Evolution of Regime-Aware Macro Investing (create visual potentially linear)

1980s Birth of Modern Macro & Cross-Asset Signals

1970s Inflation shocks & regime change

1980s Disinflation & Institutional Macro

1990s Globalization & Crisis Cycles

2000s innovatETF Strategies Born

2010s – 2020s Global Divergence & Regime Awareness

The 3D Weight of the Evidence Approach is the modern descendant of this global macro lineage – a regime aware, cross asset decision engine shaped by six decades of evolution.

For clients this means a single, coherent engine that adapts to regime shifts across mandates, vehicles, and solutions.

innovatETF Strategies® emphasize volatility awareness and downside sensitivity as part of the portfolio construction. Through rules-based methodologies and disciplined rebalancing, the strategies seek to moderate variability in returns over market cycles without relying on leverage, illiquid instruments, or complex trading structures.Risk Gaps Addressed by Global Macro

• Regime Transitions

• Inflation Regimes

• Rate Shifts

• Correlation Breakdowns

• Liquidity Shocks

• Systematic Stress

The Heart of Global Macro

The heart of global macro is managing capital through changing economic regimes, and it remains durable because economic regimes never stop changing. 

Global macro focuses on the forces that ultimately drive asset classes:

• Growth cycles

• Inflation regimes

• Liquidity conditions

• Policy shifts

• Currency dynamics 

• Geopolitical change

Global Macro

Defensive Equity

• Multi-Asset Strategy

• Low Beta / Low Volatility

• Real Return

• Completion Strategy

• Portfolio Overlay Implementation

innovatETF Strategies® adjusts Macro Risk Exposures as Growth, Inflation, and Liquidity Regimes evolve.

Globalt can help fulfill these types of mandates within a Multi-Manager framework.

One Engine, Multiple Roles - Strategies designed for different financial objectives

This engine integrates quantitative, fundamental, and technical analysis disciplines to evaluate evolving market regimes and guide portfolio positioning across all of our strategies. Whether expressed through our innovatETF Strategies® or our Equity Strategies franchise, the same engine drives every allocation, every risk decision, and every role we serve for clients. This is the foundation of our identity: One Engine, Multiple Roles — a single, coherent process powering multiple mandates, multiple vehicles, and multiple solutions across the full spectrum of investor needs. (hyperlink the bolded items in this section to website areas showing greater detail)

• innovatETF Strategies – High Growth, Growth, Balanced, Conservative, Defensive

• Equity Strategies – Large Cap Growth, Equity Income, Large Cap Core, Diversified Growth & Innovation

One Engine, Multiple Roles: innovatETF Strategies

Fact Sheets (NW)

Equity Dominant 

• innovatETF Strategies - High Growth

• innovatETF Strategies - Growth

Core Multi-Asset 

• innovatETF Strategies - Balanced

Capital Preservation

• innovatETF Strategies - Conservative

• innovatETF Strategies - Defensive 

One Engine, Multiple Equity Strategies 

Insert Tom’s equity video

Legacy Equity Franchises

Globalt’s institutional foundation began with its Large Cap Opportunistic Growth strategy in 1991. The firm subsequently developed additional equity franchises that reflect decades of bottom-up research, valuation discipline, and full-cycle equity risk management.

These include:

• Large Cap Core Growth 

• Equity Income 

• Large Cap Core 

• Disciplined Growth & Income 

Fact Sheets (NW)